Tailored Services to Meet Your Needs

While developing your customized financial program, we will walk you through a step-by-step process that will help you feel more confident in your decisions.

We take time to get to know you and your circumstances, once your goals have been established, we will help customize appropriate strategies to suit your vision and objectives. We can help you execute a sound financial program utilizing the following products and services:

Comprehensive Financial Planning & Advisory Services:

  • Highly-personalized service, identifying investment objectives and risk tolerance
  • Formal investment plan, identifying goals & recommendations targeting your specific needs and objectives
  • Independent & objective review of current holdings + marketplace products & services
  • Review tax return, tax planning and retirement planning strategies
  • Active management of taxes with non-qualified investment account
  • Ongoing plan monitoring & review; evaluate results/performance, adjust as needed
  • Develop a customized Client Investment Policy Statement
  • Ensure Social Security income maximization
  • Timely response to all financial questions or concerns you may have
  • Fees aligned with a comprehensive wealth management offering – not transactions
  • Quarterly update & education meetings
  • Financial Wellness overall focus: providing advice and analysis of all aspects of your financial life including major purchases, retirement plans, college plans, estate plans and any other investment programs
  • Utilize latest research/findings/technology to deliver most efficient experience possible
  • Able to provide comprehensive solutions to friends, family and business associates

Comprehensive Family Resource Planning:

  • Financial literacy counseling for children and family members
  • Intergenerational planning, wealth transfer & estate asset management
  • Care giving and supportive strategies
  • Comprehensive account aggregation for your family's entire financial life

Investment Expertise:

  • Exclusive access to institutional investment programs not directly available to most individual investors
  • Close monitoring and control over investment costs
  • Systematic portfolio rebalancing to manage risk
  • Customized, easy-to-understand asset reporting, monitored versus multiple goals
  • Access to a world-class team of professional money managers
  • Remain “in touch” with changes in global capital markets and communicate any significant events in an understandable and timely fashion

Insurance Services:

  • Insurance needs analysis (Term, Universal, Variable & Whole Life)
  • Long Term Care Insurance
  • Disability Income Protection

Business/Corporate Services:

  • Financial Planning and Wellness Programs for employees
  • Financial literacy counseling for teams, committees and/or members
  • Small Business Retirement Plans: SEP-IRA, SIMPLE IRA, Solo 401(k)
  • Employee Benefits Analysis
  • Business Owner Buy-Out Insurance for Death & Disability
  • Business Overhead Expense Insurance

Securities America and its representatives do not provide tax or legal advice. Please consult the appropriate professional regarding your specific situation.